Communications compliance, trader surveillance and the ability to monitor, record, store, analyse and recall relevant e-communications and trade data have historically been viewed largely as a box-ticking exercise and a drain on resources for many regulated financial institutions. However, this is rapidly changing.

Regulatory requirements are increasing and remits are expanding. In addition, the introduction of the Senior Managers and Certification Regime (SM&CR) brings personal liability to senior managers of regulated firms, making them potentially subject to fines and imprisonment for company breaches of compliance.

As a result, many firms are now looking to put in place their own leading practices, driving e-comms compliance and Internal Policing from within.

Through our partnerships with the world’s leading Regtech vendors, our trademark client focus and our uniquely tailored approach, we help firms leverage the latest cutting-edge technologies to meet and exceed their regulatory requirements while becoming more effective, more efficient and more competitive.

Soteria compliance software

SOTERIA – CAPTURE, STORAGE & ANALYSIS

Surveillance, capture and storage of any type of multimedia communication globally, in real-time and at source, ready for review and analysis in a single-pane view, facilitating compliance with regulatory requirements including MiFID II, MAR, Dodd Frank, REMIT etc.

Eliminate data silos, without the need for middleware: just one single SaaS solution, Soteria.

  • Real time capture of all types of communication data
  • Storage of data on-premise or in a secure, resilient cloud
  • Search metadata and retrieve objects from any location globally
  • Third-party certify your data for duty of care and evidential weight
  • Fully encrypted audit trail for all objects and user activity
  • Set retention policies based on any location and specified duration
Mobile Call Recording

MOBILE CALL RECORDING

Clients regulated by the Financial Conduct Authority rely on our secure services to record and store their employees’ mobile communications – and stay compliant. Discover how our flexible solutions use carrier-grade technology to capture voice calls, SMS messages, social media comms and webmail, without the need for any new infrastructure.

  • Soteria breakfast briefing

    DOUBLE EDGE TO HOST BREAKFAST BRIEFING AT THE CHESTERFIELD MAYFAIR, LONDON ON 8TH MAY 2019

    Eliminating Data, Vendor & Technology Silos for Effective Communications Compliance Monitoring & Surveillance The universal challenge facing financial firms, in the face of increasing legislation, stricter controls and harsher penalties for non-compliance, is the dispersal of communications data across numerous disparate “silos”, making it virtually impossible to implement effective measures to proactively counter market abuse in real-time; let alone assemble historic data for case [...]
  • SOTERIA SHORTLISTED IN 11 CATEGORIES FOR REGTECH INSIGHT AWARDS 2019

    REGULATORY COMPLIANCE SAAS PLATFORM SOTERIA SHORTLISTED IN 11 CATEGORIES FOR REGTECH INSIGHT AWARDS 2019

    DoubleEdge are pleased to announce that Soteria™, the cloud-based compliance monitoring, surveillance and analytics platform powered by DoubleEdge partners Insightful Technology, has been shortlisted in 11 categories for the 2019 RegTech Insight Awards, taking place in London on the 3rd May 2019: Best Sell-Side Regulatory Data Solution Best Buy-Side Regulatory Data Solution Best Data Management Solution for Regulatory Compliance Best Vendor Solution for Dodd-Frank Best Voice and [...]